The geometric role of symmetry breaking in gravity

I suffered a blogging derailment at the end of 2011. Now I’m eager to get back on track, and I’ve got a bunch of stuff I want to write about.

Right at the end of the year, I wrote a short conference proceedings article:

The geometric role of symmetry breaking in gravity

The point of the paper is that the mathematics physicists are most familiar with because of "spontaneous symmetry breaking" plays a somewhat different role in gravitational physics, as a key ingredient of Cartan geometry.

Anyway, this paper is at a level of detail that could work just as well as a blog article, and it fits with what I’ve been talking about on this blog, so I’m putting a version here.

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The success of spontaneous symmetry breaking in condensed matter and particle physics is famous. It explains second order phase transitions, superconductivity, the origin of mass via the Higgs mechanism, why there must be at least three generations of quarks, and so on. These applications are by now standard material for modern textbooks.

Much less famous is this: broken symmetry links the geometry of gauge fields to the geometry of spacetime. This, in my view, is the main role of symmetry breaking in gravity.

An early clue came in 1977, when MacDowell and Mansouri wrote down an action for general relativity using a connection for the (anti-) de Sitter group, but invariant only under the Lorentz group. Though their work was surely inspired by spontaneous symmetry breaking, it was Stelle and West who first made their action fully gauge invariant, breaking the symmetry dynamically using a field locally valued in (anti-) de Sitter space.

Whether one breaks the symmetry dynamically or `by hand,’ the broken symmetry of the MacDowell–Mansouri connection plays the geometric role of relating spacetime geometry to the geometry of de Sitter space. This is best understood using Cartan geometry, a generalization of Riemannian geometry originating in the work of Élie Cartan, in which the geometry of tangent spaces is generalized—in this case, they become copies of de Sitter space. But to explain how this works, and how symmetry breaking is involved, it helps to back up further.

In geometry, inklings of spontaneous symmetry breaking date from at least 1872, in the work of Felix Klein. Ironically, to study a homogeneous space , with symmetry group , one first breaks its perfect symmetry, artificially giving special significance to some point . This gives an isomorphism as -spaces, where is the stabilizer of , allowing algebraic study of the geometry. While itself has symmetry, this description of it is only invariant under the subgroup . Different algebraic descriptions of are however related in a -equivariant way, since .

This is strikingly similar to spontaneous symmetry breaking in physics. There, one really has a family of minimum-energy states, related in a -equivariant way under the original gauge group . Singling out any particular state as `the’ vacuum breaks symmetry to .

Cartan took Klein’s ideas a dramatic step further, getting an algebraic description of the geometry of a nonhomogeneous manifold , by relating it `infinitesimally’ to one of Klein’s geometries . Just as Klein geometry uses broken symmetry to get an isomorphism , in Cartan geometry, the broken symmetry in a connection induces an isomorphism for each tangent space. This is just the coframe field, also called the soldering form since identifying with effectively solders a copy of to , at each point . These copies of are then related via holonomy of the Cartan connection, which can be viewed as describing `rolling along without slipping’ (see my paper on MM gravity, and also Appendix B of Sharpe’s book).

Physics history unfortunately skips over Cartan geometry. The Levi-Civita connection is adequate for the standard metric formulation of general relativity, and more general kinds of connections played no vital role in physics until some time later. When these eventually were introduced in Yang–Mill theory, they served a purpose far removed from spacetime geometry. Yang–Mills gauge fields are really just the principal connections of Ehresmann, who, building on Cartan’s ideas, liberated connections from their bondage to classical geometry. Ehresmann’s definition, which lacks the crucial `broken symmetry’ in Cartan’s original version, has just the flexibility needed for gauge fields in particle physics, which are concerned only with the geometry of an abstract `internal space’—a bundle over spacetime, rather than spacetime itself. On the other hand, Cartan’s original version is better when it comes to studying gravity.

Concretely, a Cartan geometry may be thought of as a connection on a principal bundle (with Ehresmann’s now standard definition) together with a section of the associated bundle. As an example, let us write a version of the MacDowell–Mansouri action, using de Sitter space as the corresponding Klein geometry:

The Cartan connection consists of an connection and a locally de Sitter-valued field . is the curvature of , calculated by the usual formula, and is its -valued part, where has Hodge star operator .

I have described additional examples of Cartan-geometric formulations of various gravity theories elsewhere, and there are many more. But besides the diversity of specific examples, there are deep reasons that gravity, or any related "gauge theory of geometry," should be framed in the language of Cartan geometry. This is the subject of geometric "equivalence theorems."

In fact, if one believes semi-Riemannian metrics are fundamental in classical gravity, one is forced to accept Cartan connections as equally fundamental. The reason for this is Cartan’s method of equivalence, a process for proving that specified kinds of "raw geometric data" are equivalent to corresponding types of Cartan geometry. In the case of Riemannian geometry, solving the "equivalence problem" leads to the following theorem:

Theorem: A Riemannian metric determines a unique torsion-free Cartan geometry modeled on Euclidean space; conversely, a torsion-free Cartan geometry modeled on Euclidean space determines a Riemannian metric up to overall scale (on each connected component).

Proof: See Sharpe’s book.

Physically, the "overall scale" in the converse just represents a choice of length unit. One can also show that deformed versions (or "mutations") of Euclidean geometry, namely hyperbolic and spherical geometry, lead to Cartan geometries that carry the same information. The Lorentzian analogs of these results are the real reason de Sitter and anti de Sitter geometries work in MacDowell–Mansouri gravity.

Riemannian geometry is but one application of the equivalence method. There are analogous theorems, for example, in conformal geometry or Weyl geometry, relating various types of conformal structures to Cartan geometries that take the model to be an appropriate kind of homogeneous conformal model. Sharpe’s book contains some such theorems, and some significant work has been done on applications of conformal Cartan geometry—which often goes by the name "tractor calculus"—in physics. (See, e.g. this paper and references therein.)

For now, I just want to describe one more application of Cartan geometric thinking in gravitational theory. Besides spacetime geometry, one can also use Cartan’s ideas to describe the geometry of space.

Wheeler’s term "geometrodynamics" originally referred to the of evolution of spatial geometries in the metric sense. This has sometimes been contrasted with "connection dynamics" (see e.g. here or here). In light of the above equivalence theorem, however, there seems little point in establishing any technical distinction between geometrodynamics and connection dynamics, at least if we mean connections in the Cartan-geometric sense. The metric and connection pictures have their own advantages, but the equivalence theorem suggests we should be able to translate exactly between the two.

In recent work with Steffen Gielen, we take an explicitly Cartan-geometric approach to evolving spatial geometries. In this case, the symmetry breaking field lives in 3d hyperbolic space , and can be interpretated as a field of observers, since the spacetime coframe field converts it into a unit timelike vector field. This can be dualized via the metric to a unit covector field, which we might call a field of co-observers. Just as observers determine a local time direction, co-observers determine local space directions, by taking their kernel. Our strategy in the Hamiltonian formulation is to fix a field of co-observers—the infinitesimal analog of picking a spacetime folitation—but let the field of observers be determined dynamically, as part of determining the metric.

The result is a model in which the observer field plays a two part symmetry breaking role: first splitting spacetime fields into spatial and temporal parts, but then also acting as the symmetry breaking field in Cartan geometry of space. This gives a Cartan-geometric Hamiltonian framework in which the spatial fields fit neatly and transparently into their spacetime counterparts and transform in an equivariant way under local Lorentz symmetry.

Thanks to the equivalence theorem, this may be viewed as a concrete link between connection dynamics and geometrodynamics in the original sense.

It is conceivable that gravity descends from a more fundamental theory with larger gauge group, and so fits into the tradition of symmetry breaking in gauge theories. Such ideas are clearly worth pursuing (see, e.g. papers by Percacci or Randono). At the same time, we should not ignore the lesson of Cartan geometry: broken symmetry is the means to establishing exact correspondence between geometric structures living on tangent spaces on one hand and connections on the other.

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Thanks to John Baez, Julian Barbour, James Dolan, Andy Randono and Steffen Gielen for helpful discussions.

(By the way, someone might still remember that in the last post on this blog, I promised to explain some things. I still plan to do that later… )

Explaining Cartan geometry

I recently got back from a week’s visit with Julian Barbour, which we spent talking about geometric foundations of Machian physics in general, and shape dynamics in particular.

Much of what Julian and I are discussing isn’t to the level of blog-worthy material yet, but one of the key ideas is Cartan geometry, particularly in its various “conformal” incarnations. So, one thing I did during the visit was to explain a bit of Cartan geometry to him. Explaining Cartan geometry is always fun for me: it’s an incredibly beautiful subject, can be understood on an intuitive level, and yet still seems to be rather underappreciated. We thought it would be fun to record part of our discussion here for others to read.

Essentially, Cartan geometry is a way of studying geometry by rolling one object around on another: the geometry of the one serves as a “prototype” for the geometry of the other, and the nontriviality of the rolling—i.e. the failure to come back to the same configuration after rolling around a loop—measures the geometric deviation from that of the prototype. I’ll explain this in more detail in a moment.

Physically speaking, Cartan geometry is all about gauge theory of geometry. Gravity is a kind of gauge theory, but unlike the gauge theories of particle physics, it is a gauge theory that determines the geometry of the space it lives on. This is precisely what Cartan geometry is good for. I’ve explained this elsewhere, where I’ve used the idea of “rolling without slipping” to study spacetime geometry by rolling a copy of, say, de Sitter space along it.

Julian isn’t immediately interested in spacetime geometry. As I mentioned before, he’s interested in physics where “time” plays no primary role: there is only space, or more precisely, only configuration space. But, in broad terms, he is currently studying a kind of “geometric gauge theory.” Cartan geometry should still be the most natural language for it.

So, we recently spent a day struggling to form some sort of synthesis of my work and his, using Cartan geometry and rolling without slipping to understand physics in a world without time. Here is what we came up with:

Oh, OK, so we got a bit further than that…

Cartan versus Levi-Civita

We really did use the globe as a prop for discussing Cartan geometry. Unfortunately, Julian’s book is too slick and too bulky to effectively simulate rolling a plane on a sphere without slipping, but this drink coaster with cork backing worked beautifully:

Here, Julian is experimentally verifying my claims about Cartan geometry. By rolling the coaster around a cleverly chosen loop on the globe, carefully avoiding any slipping or twisting, he can get back to a configuration with the same point of tangency on the globe, but where the coaster has been both rotated and translated.

This “rolling without slipping” of the coaster along a path on the globe by is one of the simplest examples of a Cartan connection. It’s a rule for moving a homogeneous space like a plane, represented here by the coaster, around on a not necessarily homogeneous space, represented here by the globe. (While Julian’s globe looks pretty spherical at the scale of the picture, it’s actually a relief globe, which made it convenient to remember which space was supposed to be the homogeneous one.) The deviation from the homogeneous geometry is measured by the failure to come back to the same configuration after going around some loop using this rule.

Notice that this kind of “parallel transport” that is qualitatively quite distinct from that done by the more familiar Levi-Civita connection. In particular, while the Levi-Civita connection transports tangent vectors in a linear way, “rolling” the tangent plane gave us translations, which are not linear transformations.

To perform the Levi-Civita parallel transport using our drink coaster model, place one finger in the middle of the coaster, right at the point of tangency with the sphere:

Then move the coaster around with just that finger. To do this, you of course have to slide the coaster—a forbidden maneuver in the Cartan version—but you should still be careful not to twist the coaster relative to the globe.

Actually, you can think of the Levi-Civita transport via rolling without slipping, if you keep making corrections as you go. Suppose we fix the origin on our drink coaster so that we can think of it as a vector space. Then draw a vector on it. To transport the vector along a path, first break the path up into small steps. After rolling along the first bit, the coaster’s origin will no longer be at the point of tangency with the globe. This is unacceptable, since we’re supposed to be carrying our vector along by a linear transformation! So, make a correction: fortunately, there is a canonical way to slide the coaster without rotating it, maintaining the point of contact on the globe, so that the origin goes back where it should be.

Now make these little corrections after each little step along the total path. If your steps were sufficiently small, once you finally arrive at your destination, you’ll have a very good approximation to the Levi-Civita transport. In the limit of infinitely many infinitesimal steps, you get the Levi-Civita transport exactly.

So, the Cartan connection knows about the Levi-Civita connection, but it also knows more: in fact, the additional information we’ve suppressed in forcing the origin to remain in contact with the globe is enough to reconstruct the metric on the sphere, up to a constant global scale, or, if you prefer, up to a global choice of unit of length. For details, see Proposition 3.2 in Sharpe’s book on Cartan geometry for details. The equivalence of a Riemannian metric (up to global scale) with this type of Cartan geometry is one of the most basic applications of Cartan’s method of equivalence.

In any case, rolling a plane around on a sphere is just one kind of Cartan geometry—there’s really a different flavor of Cartan geometry for each kind of Klein geometry. For example, we could also talk about spherical Cartan geometry by rolling a ball on Julian’s globe:

Even though the globe and the ball are both spheres here, the “rolling distribution” is nontrivial (and would be even if the globe were perfectly spherical), because they are spheres of different diameter. Rolling around a loop on the globe, we can get any transformation of the ball we wish.

If, on the other hand, the globe were a perfect sphere and we had a ball that was an exact mirror image of it, parallel transport by rolling would would be completely trivial: starting out in a configuration where, say, Nairobi, Kenya touches its mirror image, and going around any loop from Nairobi back to itself, no matter how convoluted, the two Nairobis always come back in contact in the end.

The easy intuitive proof of this fact is to imagine rolling the globe on an actual mirror.

Hamster geometry

By now you may be wondering if I’ll get beyond the picture of rolling homogeneous spaces and tell you more precisely what a Cartan geometry is. I will—at least up to a few details that you can look up.

I’ll assume you already know some Klein geometry, or that you at least have vague impressions of it and can fake the rest. Briefly, a (smooth) Klein geometry is a manifold equipped with a Lie group of symmetries acting transitively: there is at least one taking me from any point in to any other point. Picking any point , we can identify with the coset space . So, abusing terminology a bit, we often refer to “A Klein geometry ,” forgetting the name of the original homogeneous space .

Now, if is a manifold of the same dimension as the Klein geometry , then a Cartan geometry on , “modeled on ,” has two basic ingredients:

1. a principal bundle ,
2. a -valued 1-form on (the Cartan connection)

satisfying some properties that I won’t bother writing down here. Instead, I just want to describe the geometric meaning of these ingredients. I’ve explained this in my papers using what I call “hamster geometry,” and it is perhaps worth reiterating that explanation here.

In the example of a ball rolling on a surface, the ball has symmetry group and point stabilizer . So, Cartan geometry for this model involves an -valued 1-form on a principal bundle over a 2d manifold, namely a surface. To understand the geometric meaning of these things, think of the ball as being controlled by a hamster inside of it. Here is a hamster in a hamster ball on a clearly non-homogeneous torus:

Forgetting about the ball itself for the moment, a hamster can be placed at any point on the surface, facing in any of an ‘s worth of directions. So, the configuration space of a hamster on a surface is a principal bundle over the surface. That is the geometric meaning of the bundle.

Now what about the “Cartan connection”? In this case, it should be an -valued 1-form on our hamster configuration space.

The key to understanding this one form is to realize that, so long as there is no slipping of the ball on the surface, the motion of the ball is completely determined by the motion of the hamster. The -valued 1-form just describes the rotation of the ball as the hamster moves: it takes tangent vectors to hamster configuration space—”infinitesimal changes” in hamster configuration—and gives elements of —”infinitesimal rotations” of the model sphere.

Most importantly, you can “integrate” these infinitesimals (using the path-ordered exponential) to get actual rotations of the sphere from actual paths through hamster configuration space. It’s all just a precise setup for describing how the hamster drives the ball around.

For more general Cartan geometries, I often imagine a “generalized hamster” running around on my base manifold, pushing a copy of around as he goes. You may have a hard time visualizing a generalized hamster, but with a little practice, you can do it! I’ll explain how in an upcoming post.

When I do that, I also want to discuss some more particular examples: mainly various versions of conformal Cartan geometry, which I’ve been thinking about more lately, partly because of the discussions with Julian. In fact, this post was supposed to be about conformal Cartan geometry until I got carried away. It will have to wait for another time.